| 課程編碼 Course Code | 中文課程名稱 Course Name (Chinese) | 英文課程名稱 Course Name (English) | 總學分數 Credits | 總時數 Hours |
|---|---|---|---|---|
| AB01026 | 金融常識與職業道德 | Financial Common Sense and Professional Ethics | 3.0 | 3 |
| 中文概述 Chinese Description | 為強化學生具備從事金融相關職業之金融市場常識與職業道德觀念，本課程內容涵蓋金融市場常識與金融市場從業人員職業道德兩部份。其中金融市場常識包括：金融體系基本結構、證券期貨市場、銀行實務、信託實務、貨幣市場實務、保險實務等基礎知識。此外，金融市場從業人員職業道德部份則以主管機關所訂相關規範為架構，介紹：業務推廣與招攬、受託執行業務、告知義務與通知、誠實信用原則、有關利益衝突、保密原則、遵守法律規範與自律等金融從業人員應有的職業道德課題。期望學生習得金融市場之基本專業知識，並體認金融從業人員應有的道德常識，以通過且取得「金融市場常識與職業道德」專業證照。 | |||
| 英文概述 English Description | In order to strengthen students' knowledge of the financial market and professional ethics for engaging in finance-related occupations, this course covers two parts, the common sense of the financial market and the professional ethics of financial market practitioners. The common knowledge of financial market includes: the basic structure of the financial system, securities and futures market, banking practice, trust practice, money market practice, insurance practice and other basic knowledge. In addition, the professional ethics of financial market practitioners is based on the relevant norms set by the competent authorities, and introduces: business promotion and solicitation, entrusted business execution, disclosure obligations and notices, principles of good faith, relevant conflicts of interest, confidentiality principles, compliance with laws Professional ethics issues that financial practitioners should have, such as regulation and self-discipline. Students are expected to acqu | |||
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